Paytm Money Limited invites application for the post of Manager (Regulatory Compliance).
Name of the Post: Manager (Regulatory Compliance)
Location: Mumbai, Maharashtra
Essential Qualification and Experience
• Bachelor's degree in Finance, Business Administration, Law, or a related field with minimum 5-7 years of experience
• Familiarity with SEBI regulations and compliance requirements.
• Strong analytical skills and attention to detail.
• Excellent written and verbal communication skills.
• Proficiency in Previous experience in compliance, risk management, or a related field is a plus.
• Knowledge of financial markets and investment products.
• Microsoft Office Suite (Excel, Word, PowerPoint).
Roles & Responsibilities
• Assist in the onboarding, documentation, monitoring, surveillance for Authorised Persons /
• Affiliates/ Referral Partners including meeting them physically if required.
• Conduct regular compliance audits and assessments to identify potential risks and areas for
• improvement for Authorised Persons/Affiliates/ Referral Partners.
• Prepare and submit regulatory filings, reports, and documentation as required by SEBI.
• Responsible for conducting regular training to the Business development team and Authorised
• Persons on compliance-related matters and promoting a culture of compliance within the organization.
• Collaborate with internal teams to gather necessary information for compliance reviews and audits.
• Maintain accurate records of compliance activities and findings.
• Support the senior compliance team in conducting investigations into compliance breaches and implementing corrective actions.
• Occasional traveling might be required.
How to apply?
• To apply online, click here
To Access Official Notification, click here