Manager (Regulatory Compliance) Vacancy At Paytm Money Limited

Paytm Money Limited invites application for the post of Manager (Regulatory Compliance).

Name of the Post: Manager (Regulatory Compliance)

Location: Mumbai, Maharashtra

Essential Qualification and Experience

• Bachelor's degree in Finance, Business Administration, Law, or a related field with minimum 5-7 years of experience

• Familiarity with SEBI regulations and compliance requirements.

• Strong analytical skills and attention to detail.

• Excellent written and verbal communication skills.

• Proficiency in Previous experience in compliance, risk management, or a related field is a plus.

• Knowledge of financial markets and investment products.

• Microsoft Office Suite (Excel, Word, PowerPoint).

Roles & Responsibilities

• Assist in the onboarding, documentation, monitoring, surveillance for Authorised Persons /

• Affiliates/ Referral Partners including meeting them physically if required.

• Conduct regular compliance audits and assessments to identify potential risks and areas for

• improvement for Authorised Persons/Affiliates/ Referral Partners.

• Prepare and submit regulatory filings, reports, and documentation as required by SEBI.

• Responsible for conducting regular training to the Business development team and Authorised

• Persons on compliance-related matters and promoting a culture of compliance within the organization.

• Collaborate with internal teams to gather necessary information for compliance reviews and audits.

• Maintain accurate records of compliance activities and findings.

• Support the senior compliance team in conducting investigations into compliance breaches and implementing corrective actions.

• Occasional traveling might be required.

How to apply?

• To apply online, click here

To Access Official Notification, click here